Accession Number: | 0001140361-20-012761 |
Date: | 2020-05-27 |
Issuer: | KKR & CO. INC. (KKR) |
Original Submission Date: |
KKR HOLDINGS L.P
C/O KKR & CO. INC.
9 WEST 57TH STREET, 42ND FLOOR
NEW YORK, NY 10019
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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KKR GROUP PARTNERSHIP UNITS | 0.0 | 2020-05-27 | deemed execution date | J | 498,776 (d) | common stock 498,776 | $0.00 | 285,978,495 | direct |
ID | footnote |
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f1 | on may 27, 2020, kkr holdings l.p. distributed 498,776 kkr group partnership units (which refers to class a partner interests in kkr group partnership l.p.) along with shares of series ii preferred stock of kkr & co. inc. to certain kkr employees and other persons. |
f2 | these kkr group partnership units together with shares of series ii preferred stock were exchanged by those employees and other persons for shares of common stock of kkr & co. inc. on a one-for-one basis pursuant to an exchange agreement as disclosed in kkr & co. inc.'s prospectus dated september 21, 2011, filed with the securities and exchange commission (the "sec") on september 23, 2011, as amended by a post-effective amendment filed with the sec on july 2, 2018. as a result, kkr & co. inc.'s percentage ownership in kkr group partnership l.p. increased, and kkr holdings l.p.'s percentage ownership in kkr group partnership l.p. decreased. |