Form Type: 4

SEC EDGAR Link
Accession Number:0001758554-20-000056
Date:2020-05-28
Issuer: SUPER MICRO COMPUTER, INC. (SMCI)
Original Submission Date:

Reporting Person:

CLEGG DON W
980 ROCK AVENUE
SAN JOSE, CA 95131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-05-28 M 7,485 a $13.61 14,014 direct
COMMON STOCK 2020-05-28 S 7,485 d $25.33 6,529 direct
COMMON STOCK 2020-05-29 M 7,485 a $13.61 14,014 direct
COMMON STOCK 2020-05-29 S 7,485 d $25.22 6,529 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 13.61 2020-05-28 deemed execution date M 7,485 (d) 2020-08-02 common stock 7,485 $13.61 7,485 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 13.61 2020-05-29 deemed execution date M 7,485 (d) 2020-08-02 common stock 7,485 $13.61 0 direct
Footnotes
IDfootnote
f1 the price reported here is a weighted average price. these shares were sold in multiple transactions at prices ranging from $25.24 to $25.44, inclusive. the reporting person undertakes to provide to super micro computer, inc., any security holder of super micro computer, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price.
f2 the price reported here is a weighted average price. these shares were sold in multiple transactions at prices ranging from $25.13 to $25.42, inclusive. the reporting person undertakes to provide to super micro computer, inc., any security holder of super micro computer, inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price.
f3 the vesting commencement date was april 17, 2010. the option was exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date and 1/16th at the end of each successive calendar quarter thereafter.
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