| Accession Number: | 0001209191-20-034852 |
| Date: | 2020-06-03 |
| Issuer: | CHEMOCENTRYX, INC. (CCXI) |
| Original Submission Date: |
KANAYA SUSAN M
C/O CHEMOCENTRYX, INC.
850 MAUDE AVENUE
MOUNTAIN VIEW, CA 94043
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-06-03 | M | 3,959 | a | $3.57 | 98,139 | indirect | ||
| COMMON STOCK | 2020-06-03 | M | 5,208 | a | $6.23 | 103,347 | indirect | ||
| COMMON STOCK | 2020-06-03 | M | 1,583 | a | $6.62 | 104,930 | indirect | ||
| COMMON STOCK | 2020-06-03 | 0 | $0.00 | 91,317 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 3.57 | 2020-06-03 | deemed execution date | M | 3,959 (d) | 2026-03-07 | common stock 3,959 | $3.57 | 87,826 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 6.23 | 2020-06-03 | deemed execution date | M | 5,208 (d) | 2026-10-24 | common stock 5,208 | $6.23 | 44,792 | direct | ||
| STOCK OPTION (RIGHT TO BUY) | 6.62 | 2020-06-03 | deemed execution date | M | 1,583 (d) | 2027-02-28 | common stock 1,583 | $6.62 | 108,417 | direct |
| ID | footnote |
|---|---|
| f1 | as of june 3, 2020, and prior to this transaction, the exercised options were fully vested. |
| f2 | not applicable. |
