Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-034870
Date:2020-06-03
Issuer: ANAPLAN, INC. (PLAN)
Original Submission Date:

Reporting Person:

WARD ROB
50 HAWTHORNE STREET
SAN FRANCISCO, CA 94105

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-03 M 3,602 a $0.00 97,229 direct
COMMON STOCK 2020-06-03 0 $0.00 3,865,056 indirect f4
COMMON STOCK 2020-06-03 0 $0.00 95,450 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-03 deemed execution date M 3,602 (d) common stock 3,602 $0.00 0 direct
Footnotes
IDfootnote
f1 the reporting person was granted restricted stock units ("rsus") which represent a contingent right to receive one share of common stock for each rsu. the rsu shall vest in full on the earlier of: (i) the date of the regular annual meeting of the company's stockholders held in the year following the date of grant; and (ii) the one-year anniversary of the date of grant, provided that the reporting person remains in continuous service on such vesting date.
f2 reflects, in part, an increase in ownership of shares received from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore merely a change in form of beneficial ownership and an exempt, non-matchable acquisition pursuant to section 16(b).
f3 reflects a reduction in beneficial ownership from a pro-rata in-kind distribution, and not a purchase or sale, without additional consideration to its partners.
f4 meritech capital associates iv l.l.c. (the "general partner") is the general partner of meritech capital partners iv l.p. ("mcp iv") and meritech capital affiliates iv l.p. ("mca iv"). robert ward, a member of the issuer's board of directors, is one of several managing members of the general partner of mcp iv and mca iv, which directly hold these shares, and as such mr. ward may be deemed to have voting and investment power with respect to such shares. mr. ward disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
WhaleWisdom Logo

Elevate your investments