Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-007102
Date:2020-06-05
Issuer: BAIN CAPITAL SPECIALTY FINANCE, INC. (BCSF)
Original Submission Date:

Reporting Person:

HOUGH THOMAS A.
C/O BAIN CAPITAL CREDIT, LP
200 CLARENDON STREET BOSTON, MA 02116

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-05 M 3,924 a $10.22 19,623 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SUBSCRIPTION RIGHTS 10.22 2020-06-05 deemed execution date M 15,699 (d) 2020-05-13 2020-06-05 common stock 3,924 $10.22 0 direct
Footnotes
IDfootnote
f1 on june 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of common stock), which were issued to holders of common stock on the may 13, 2020 record date for the rights offering.
f2 pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of common stock pursuant thereto. any such additional shares (once determined) will be reported on a subsequent form 4.
f3 prior to the transaction, the reporting person held 15,699.19 shares of common stock. the form 4 filed by the reporting person on march 2, 2020 erroneously reflected that the reporting person held 16,590.19 shares of common stock.
WhaleWisdom Logo

Elevate your investments