Accession Number: | 0001179110-20-007102 |
Date: | 2020-06-05 |
Issuer: | BAIN CAPITAL SPECIALTY FINANCE, INC. (BCSF) |
Original Submission Date: |
HOUGH THOMAS A.
C/O BAIN CAPITAL CREDIT, LP
200 CLARENDON STREET
BOSTON, MA 02116
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-05 | M | 3,924 | a | $10.22 | 19,623 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
SUBSCRIPTION RIGHTS | 10.22 | 2020-06-05 | deemed execution date | M | 15,699 (d) | 2020-05-13 | 2020-06-05 | common stock 3,924 | $10.22 | 0 | direct |
ID | footnote |
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f1 | on june 5, 2020, the reporting person exercised in full his primary subscription rights (every 4 subscription rights entitling him to purchase 1 share of common stock), which were issued to holders of common stock on the may 13, 2020 record date for the rights offering. |
f2 | pursuant to the rights offering, the reporting person has also exercised his over-subscription privilege and may acquire additional shares of common stock pursuant thereto. any such additional shares (once determined) will be reported on a subsequent form 4. |
f3 | prior to the transaction, the reporting person held 15,699.19 shares of common stock. the form 4 filed by the reporting person on march 2, 2020 erroneously reflected that the reporting person held 16,590.19 shares of common stock. |