Accession Number: | 0001209191-20-035302 |
Date: | 2020-06-05 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
STILLWELL KENNETH
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-05 | M | 426 | a | $0.00 | 9,492 | direct | ||
COMMON STOCK | 2020-06-05 | F | 189 | d | $99.20 | 9,303 | direct | ||
COMMON STOCK | 2020-06-08 | M | 430 | a | $0.00 | 9,733 | direct | ||
COMMON STOCK | 2020-06-08 | F | 191 | d | $98.51 | 9,542 | direct | ||
COMMON STOCK | 2020-06-08 | M | 469 | a | $44.30 | 10,011 | direct | ||
COMMON STOCK | 2020-06-08 | F | 326 | d | $98.81 | 9,685 | direct | ||
COMMON STOCK | 2020-06-08 | M | 1,372 | a | $58.95 | 11,057 | direct | ||
COMMON STOCK | 2020-06-08 | F | 1,064 | d | $98.81 | 9,993 | direct | ||
COMMON STOCK | 2020-06-08 | M | 1,462 | a | $64.35 | 11,455 | direct | ||
COMMON STOCK | 2020-06-08 | F | 1,179 | d | $98.81 | 10,276 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-06-05 | deemed execution date | M | 426 (d) | 2019-03-05 | common stock 426 | $0.00 | 4,689 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-06-08 | deemed execution date | M | 430 (d) | 2020-03-06 | common stock 430 | $0.00 | 6,439 | direct | ||
STOCK OPTIONS | 44.3 | 2020-06-08 | deemed execution date | M | 469 (d) | 2018-03-02 | 2027-03-02 | common stock 469 | $44.30 | 3,283 | direct | |
STOCK OPTIONS | 58.95 | 2020-06-08 | deemed execution date | M | 1,372 (d) | 2019-03-05 | 2028-03-05 | common stock 1,372 | $58.95 | 15,094 | direct | |
STOCK OPTIONS | 64.35 | 2020-06-08 | deemed execution date | M | 1,462 (d) | 2020-03-06 | 2029-03-06 | common stock 1,462 | $64.35 | 21,930 | direct |
ID | footnote |
---|---|
f1 | represents a 5% vesting on june 5, 2020. the original grant was 8,524 restricted stock units, with 20% vesting on march 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
f2 | represents a 5% vesting on june 6, 2020, with a release date of june 8, 2020, the next business day following the vesting. the original grant was 8,586 restricted stock units, with 20% vesting on march 6, 2020 and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
f3 | represents the exercise price for the stock options referenced in table ii and mr. stillwell's tax liability, which were paid by way of the company withholding shares of equal value. |
f4 | does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
f5 | each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. |
f6 | once vested, shares of common stock are not subject to expiration. |
f7 | options vested 20% on march 2, 2018, with the remaining 80% vesting in equal quarterly amounts over the next four years. |
f8 | options vested 20% on march 5, 2019, with the remaining 80% vesting in equal quarterly amounts over the next four years. |
f9 | options vested on march 6, 2020, with the remaining 80% vesting in equal quarterly amounts over the next four years. |