Accession Number: | 0001209191-20-035325 |
Date: | 2020-06-05 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
TREFLER LEON
C/O PEGASYSTEMS INC.
1 ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-05 | M | 362 | a | $0.00 | 10,586 | direct | ||
COMMON STOCK | 2020-06-05 | F | 161 | d | $99.20 | 10,425 | direct | ||
COMMON STOCK | 2020-06-08 | M | 391 | a | $0.00 | 10,816 | direct | ||
COMMON STOCK | 2020-06-08 | F | 174 | d | $98.51 | 10,642 | direct | ||
COMMON STOCK | 2020-06-09 | M | 602 | a | $0.00 | 11,244 | direct | ||
COMMON STOCK | 2020-06-09 | F | 267 | d | $98.84 | 10,977 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-06-05 | deemed execution date | M | 362 (d) | 2019-03-05 | common stock 362 | $0.00 | 3,986 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-06-08 | deemed execution date | M | 391 (d) | 2020-03-06 | common stock 391 | $0.00 | 5,854 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-06-09 | deemed execution date | M | 602 (d) | 2017-03-09 | common stock 602 | $0.00 | 1,807 | direct |
ID | footnote |
---|---|
f1 | represents a 5% vesting on june 5, 2020. the original grant was 7,246 restricted stock units, with 20% vesting on march 5, 2019, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
f2 | represents a 5% vesting on june 6, 2020, with a release date of june 8, 2020, the first business day following the vesting. the original grant was 7,806 restricted stock units, with 20% vesting on march 6, 2020, and the remaining 80% vesting in equal quarterly installments over the remaining four years. |
f3 | represents a 5% vesting on june 9, 2020. the original grant was 12,049 restricted stock units, with 20% vesting on march 9, 2017, and the the remaining 80% vesting in equal quarterly installments over the remaining four years. |
f4 | does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
f5 | each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock. |
f6 | once vested, shares of common stock are not subject to expiration. |