Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-004442
Date:2020-06-09
Issuer: HILLTOP HOLDINGS INC. (HTH)
Original Submission Date:

Reporting Person:

FEINBERG HILL A
6565 HILLCREST AVENUE
DALLAS, TX 75205

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-09 S 12,500 d $20.66 722,037 direct
COMMON STOCK 2020-06-09 0 $0.00 776 indirect
COMMON STOCK 2020-06-09 0 $0.00 25,776 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported is a weighted average price. the shares were sold in multiple transactions at prices ranging from $20.59 to $20.78, inclusive. the reporting person undertakes to provide to hilltop holdings inc., any stockholder of hilltop holdings inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within such range.
f2 the reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of section 16 of the securities exchange act of 1934, as amended (the "exchange act") or otherwise, the beneficial owner of any securities covered by this statement. the reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
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