Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-072962
Date:2019-04-25
Issuer: PARETEUM CORP (TEUM)
Original Submission Date:

Reporting Person:

THOMAS LAURA W.
C/O PARETEUM CORP.
1185 AVENUE OF THE AMERICAS, 2ND FLOOR NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2019-04-25 A 10,261 a $0.00 47,242 direct
COMMON STOCK 2020-02-03 A 75,000 a $0.00 122,242 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.95 2019-08-21 deemed execution date A 75,000 (a) 2019-08-21 common stock 75,000 $2.95 75,000 direct
STOCK OPTION (RIGHT TO BUY) 0.57 2020-06-05 deemed execution date A 350,000 (a) 2030-06-05 common stock 350,000 $0.57 350,000 direct
STOCK OPTION (RIGHT TO BUY) 0.38 2020-06-05 deemed execution date A 250,000 (a) 2030-06-05 common stock 250,000 $0.38 250,000 direct
Footnotes
IDfootnote
f1 the option was subsequently revoked by mutual agreement of the reporting person and pareteum corp.
f2 the option vests in three equal annual installments beginning on january 31, 2021.
f3 the option vests according to the following schedule: 1/3 to vest on july 1, 2021, and the remaining 2/3 to vest in equal monthly installments beginning on july 1, 2021 until july 1, 2023.
WhaleWisdom Logo

Elevate your investments