Accession Number: | 0001104659-20-072962 |
Date: | 2019-04-25 |
Issuer: | PARETEUM CORP (TEUM) |
Original Submission Date: |
THOMAS LAURA W.
C/O PARETEUM CORP.
1185 AVENUE OF THE AMERICAS, 2ND FLOOR
NEW YORK, NY 10036
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2019-04-25 | A | 10,261 | a | $0.00 | 47,242 | direct | ||
COMMON STOCK | 2020-02-03 | A | 75,000 | a | $0.00 | 122,242 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 2.95 | 2019-08-21 | deemed execution date | A | 75,000 (a) | 2019-08-21 | common stock 75,000 | $2.95 | 75,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 0.57 | 2020-06-05 | deemed execution date | A | 350,000 (a) | 2030-06-05 | common stock 350,000 | $0.57 | 350,000 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 0.38 | 2020-06-05 | deemed execution date | A | 250,000 (a) | 2030-06-05 | common stock 250,000 | $0.38 | 250,000 | direct |
ID | footnote |
---|---|
f1 | the option was subsequently revoked by mutual agreement of the reporting person and pareteum corp. |
f2 | the option vests in three equal annual installments beginning on january 31, 2021. |
f3 | the option vests according to the following schedule: 1/3 to vest on july 1, 2021, and the remaining 2/3 to vest in equal monthly installments beginning on july 1, 2021 until july 1, 2023. |