Accession Number: | 0001209191-20-036351 |
Date: | 2020-06-10 |
Issuer: | BOX INC (BOX) |
Original Submission Date: |
SMITH DYLAN C
900 JEFFERSON AVE.
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-06-10 | S | 45,000 | d | $19.36 | 1,238,140 | direct | ||
CLASS A COMMON STOCK | 2020-06-10 | 0 | $0.00 | 85,000 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the reported sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on january 7, 2020. |
f2 | this sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.76 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4. |
f3 | the shares are held of record by the dcs grat of 2014, for which the reporting person serves as trustee. |