Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-036540
Date:2020-06-11
Issuer: MARLIN BUSINESS SERVICES CORP (MRLN)
Original Submission Date:

Reporting Person:

WERT JAMES W
C/O MARLIN BUSINESS SERVICES CORP.
300 FELLOWSHIP ROAD MOUNT LAUREL, NJ 08054

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-11 A 6,944 a $0.00 80,671 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents grant of restricted stock as part of the company's compensation program for non-employee directors. the restrictions on these shares shall lapse upon the earlier of (i) seven years from the grant date and (ii) six months following the non-employee director's termination of board service.
f2 includes 22,328 shares of restricted stock where, as of the date of the transaction, the restrictions had not yet lapsed.
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