Accession Number: | 0001618732-20-000065 |
Date: | 2020-06-15 |
Issuer: | NUTANIX, INC. (NTNX) |
Original Submission Date: |
WILLIAMS DUSTON
C/O NUTANIX, INC.
1740 TECHNOLOGY DRIVE, SUITE 150
SAN JOSE, CA 95110
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-06-15 | M | 25,000 | a | $0.00 | 196,480 | direct | ||
CLASS A COMMON STOCK | 2020-06-15 | M | 7,500 | a | $0.00 | 203,980 | direct | ||
CLASS A COMMON STOCK | 2020-06-15 | M | 6,250 | a | $0.00 | 210,230 | direct | ||
CLASS A COMMON STOCK | 2020-06-15 | M | 9,375 | a | $0.00 | 219,605 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-06-15 | deemed execution date | M | 25,000 (d) | class a common stock 25,000 | $0.00 | 50,000 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2020-06-15 | deemed execution date | M | 7,500 (d) | class a common stock 7,500 | $0.00 | 45,000 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2020-06-15 | deemed execution date | M | 6,250 (d) | class a common stock 6,250 | $0.00 | 62,500 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2020-06-15 | deemed execution date | M | 9,375 (d) | class a common stock 9,375 | $0.00 | 121,875 | direct |
ID | footnote |
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f1 | number of shares owned reflects class a common stock acquired under the nutanix, inc. employee stock purchase plan ("espp") on march 20, 2020. |
f2 | each restricted stock unit, or rsu, represents a contingent right to receive one share of issuer's class a common stock. |
f3 | the rsus vest in 12 equal quarterly installments beginning on march 15, 2018, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates. |
f4 | the rsus vest in 16 equal quarterly installments beginning on march 15, 2018, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates. |
f5 | the rsus vest in 16 equal quarterly installments beginning on march 15, 2019, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates. |
f6 | the rsus vest in 16 equal quarterly installments beginning on december 15, 2019, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates. |