Form Type: 4

SEC EDGAR Link
Accession Number:0001618732-20-000065
Date:2020-06-15
Issuer: NUTANIX, INC. (NTNX)
Original Submission Date:

Reporting Person:

WILLIAMS DUSTON
C/O NUTANIX, INC.
1740 TECHNOLOGY DRIVE, SUITE 150 SAN JOSE, CA 95110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-06-15 M 25,000 a $0.00 196,480 direct
CLASS A COMMON STOCK 2020-06-15 M 7,500 a $0.00 203,980 direct
CLASS A COMMON STOCK 2020-06-15 M 6,250 a $0.00 210,230 direct
CLASS A COMMON STOCK 2020-06-15 M 9,375 a $0.00 219,605 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-15 deemed execution date M 25,000 (d) class a common stock 25,000 $0.00 50,000 direct
RESTRICTED STOCK UNITS 0.0 2020-06-15 deemed execution date M 7,500 (d) class a common stock 7,500 $0.00 45,000 direct
RESTRICTED STOCK UNITS 0.0 2020-06-15 deemed execution date M 6,250 (d) class a common stock 6,250 $0.00 62,500 direct
RESTRICTED STOCK UNITS 0.0 2020-06-15 deemed execution date M 9,375 (d) class a common stock 9,375 $0.00 121,875 direct
Footnotes
IDfootnote
f1 number of shares owned reflects class a common stock acquired under the nutanix, inc. employee stock purchase plan ("espp") on march 20, 2020.
f2 each restricted stock unit, or rsu, represents a contingent right to receive one share of issuer's class a common stock.
f3 the rsus vest in 12 equal quarterly installments beginning on march 15, 2018, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates.
f4 the rsus vest in 16 equal quarterly installments beginning on march 15, 2018, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates.
f5 the rsus vest in 16 equal quarterly installments beginning on march 15, 2019, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates.
f6 the rsus vest in 16 equal quarterly installments beginning on december 15, 2019, subject to reporting person continuing to provide service to the issuer through the applicable vesting dates.
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