Accession Number: | 0001127602-20-019879 |
Date: | 2020-06-15 |
Issuer: | ASSOCIATED BANC-CORP (ASB) |
Original Submission Date: |
LOMMEN RICHARD T
C/O ASSOCIATED BANC-CORP
433 MAIN STREET
GREEN BAY, WI 54301
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK $0.01 PAR VALUE | 2020-06-15 | J | 9 | a | $14.21 | 146,870 | direct | ||
COMMON STOCK $0.01 PAR VALUE | 2020-06-15 | A | 293 | a | $14.65 | 147,163 | direct | ||
COMMON STOCK $0.01 PAR VALUE | 2020-06-15 | A | 125 | a | $14.65 | 147,288 | direct | ||
COMMON STOCK $0.01 PAR VALUE | 2020-06-15 | A | 75 | a | $14.65 | 147,363 | direct | ||
COMMON STOCK $0.01 PAR VALUE | 2020-06-15 | 0 | $0.00 | 16,426 | indirect | f5 | |||
COMMON STOCK $0.01 PAR VALUE | 2020-06-15 | 0 | $0.00 | 40,980 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares were purchased with reinvested dividends within the issuer's dividend reinvestment plan. |
f2 | fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the insider ceases serving as a director. |
f3 | dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. they are payable solely in shares of common stock following the date the insider ceases serving as a director. |
f4 | dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the insider). |
f5 | stock is owned by courtesy corporation; mr. lommen serves as chairman and a director of courtesy corporation. |