Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-019879
Date:2020-06-15
Issuer: ASSOCIATED BANC-CORP (ASB)
Original Submission Date:

Reporting Person:

LOMMEN RICHARD T
C/O ASSOCIATED BANC-CORP
433 MAIN STREET GREEN BAY, WI 54301

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK $0.01 PAR VALUE 2020-06-15 J 9 a $14.21 146,870 direct
COMMON STOCK $0.01 PAR VALUE 2020-06-15 A 293 a $14.65 147,163 direct
COMMON STOCK $0.01 PAR VALUE 2020-06-15 A 125 a $14.65 147,288 direct
COMMON STOCK $0.01 PAR VALUE 2020-06-15 A 75 a $14.65 147,363 direct
COMMON STOCK $0.01 PAR VALUE 2020-06-15 0 $0.00 16,426 indirect f5
COMMON STOCK $0.01 PAR VALUE 2020-06-15 0 $0.00 40,980 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 shares were purchased with reinvested dividends within the issuer's dividend reinvestment plan.
f2 fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the insider ceases serving as a director.
f3 dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. they are payable solely in shares of common stock following the date the insider ceases serving as a director.
f4 dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the insider).
f5 stock is owned by courtesy corporation; mr. lommen serves as chairman and a director of courtesy corporation.
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