Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-019898
Date:2020-06-15
Issuer: ASSOCIATED BANC-CORP (ASB)
Original Submission Date:

Reporting Person:

CROWLEY MICHAEL T JR
ASSOCIATED BANC-CORP
433 MAIN STREET GREEN BAY, WI 54301

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK $0.01 PAR VALUE 2020-06-15 A 61 a $14.65 721,725 direct
COMMON STOCK $0.01 PAR VALUE 2020-06-15 A 75 a $14.65 721,800 direct
COMMON STOCK $0.01 PAR VALUE 2020-06-15 0 $0.00 66,976 indirect f3
COMMON STOCK $0.01 PAR VALUE 2020-06-15 0 $0.00 59,728 indirect
COMMON STOCK $0.01 PAR VALUE 2020-06-15 0 $0.00 57,246 indirect f4
COMMON STOCK $0.01 PAR VALUE 2020-06-15 0 $0.00 96,643 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. they are payable solely in shares of common stock following the date the insider ceases serving as a director.
f2 dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the insider).
f3 represents shares of associated common stock held in bank mutual corporation 401(k) plan received by the insider in the merger in exchange for shares of bank mutual common stock formerly held in the plan, based on most recent plan report.
f4 as trustee of a trust.
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