Accession Number: | 0001123292-20-000902 |
Date: | 2020-06-15 |
Issuer: | PRECIGEN, INC. (PGEN) |
Original Submission Date: |
PEREZ JEFFREY THOMAS
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-15 | M | 25,000 | a | $0.00 | 233,508 | direct | ||
COMMON STOCK | 2020-06-16 | S | 7,619 | d | $4.50 | 225,889 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-06-15 | deemed execution date | M | 25,000 (d) | common stock 25,000 | $0.00 | 50,000 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit ("rsu") represents a contingent right to receive one share of precigen common stock. |
f2 | this sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of rsus. |
f3 | the rsus were granted on march 23, 2020 and the remaining 50,000 rsus vest in two equal installments on september 15, 2020 and december 15, 2020. |