Form Type: 4

SEC EDGAR Link
Accession Number:0001123292-20-000902
Date:2020-06-15
Issuer: PRECIGEN, INC. (PGEN)
Original Submission Date:

Reporting Person:

PEREZ JEFFREY THOMAS
20374 SENECA MEADOWS PARKWAY
GERMANTOWN, MD 20876

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-15 M 25,000 a $0.00 233,508 direct
COMMON STOCK 2020-06-16 S 7,619 d $4.50 225,889 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-15 deemed execution date M 25,000 (d) common stock 25,000 $0.00 50,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of precigen common stock.
f2 this sale was effected pursuant to the terms of a 10b5-1 plan adopted by the reporting person and was made in order to pay the tax liability arising from the vesting of rsus.
f3 the rsus were granted on march 23, 2020 and the remaining 50,000 rsus vest in two equal installments on september 15, 2020 and december 15, 2020.
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