Accession Number: | 0001209191-20-037592 |
Date: | 2020-06-16 |
Issuer: | PEGASYSTEMS INC (PEGA) |
Original Submission Date: |
KOUNINIS EFSTATHIOS A
C/O PEGASYSTEMS INC.
ONE ROGERS STREET
CAMBRIDGE, MA 02142
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-16 | S | 65 | d | $96.41 | 953 | direct | ||
COMMON STOCK | 2020-06-16 | M | 314 | a | $27.24 | 1,267 | direct | ||
COMMON STOCK | 2020-06-16 | F | 155 | d | $96.70 | 1,112 | direct | ||
COMMON STOCK | 2020-06-16 | S | 159 | d | $96.56 | 953 | direct | ||
COMMON STOCK | 2020-06-16 | S | 389 | d | $98.00 | 564 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS | 27.24 | 2020-06-16 | deemed execution date | M | 314 (d) | 2017-09-12 | 2026-09-12 | common stock 314 | $27.24 | 1,569 | direct |
ID | footnote |
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f1 | represents the exercise price of the stock options referenced in table ii and mr. kouninis's tax liability, which were paid by way of the company withholding shares of equal value. |
f2 | represents the weighted average of the sale prices on june 16, 2020, ranging from $98.00 to $98.01. the individual has provided the company, and undertakes to provide to the staff of the securities and exchange commission or any security holder of the company, upon request, full information regarding the number of shares sold at each separate price. |
f3 | does not include shares of common stock subject to unvested restricted stock units and/or options awards. |
f4 | options vested 20% on september 12, 2017, with the remaining 80% vesting in equal quarterly installments over the next four years. |