Form Type: 4

SEC EDGAR Link
Accession Number:0001012975-20-000568
Date:2020-06-17
Issuer: SCOTTS MIRACLE-GRO CO (SMG)
Original Submission Date:

Reporting Person:

HAGEDORN SUSAN
C/O HAGEDORN PARTNERSHIP, L.P.
800 PORT WASHINGTON BOULEVARD PORT WASHINGTON, NY 11050

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2020-06-17 S 1,117 d $133.15 1,140,300 indirect f9
COMMON SHARES 2020-06-17 S 4,263 d $134.09 1,136,037 indirect f9
COMMON SHARES 2020-06-17 S 2,385 d $135.01 1,133,652 indirect f9
COMMON SHARES 2020-06-17 S 697 d $135.87 1,132,955 indirect f9
COMMON SHARES 2020-06-18 S 4,564 d $130.48 1,128,391 indirect f9
COMMON SHARES 2020-06-18 S 3,790 d $131.50 1,124,601 indirect f9
COMMON SHARES 2020-06-18 S 667 d $133.00 1,123,934 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were made pursuant to a rule 10b5-1 trading plan.
f2 the transaction was executed in multiple trades at prices ranging from $132.55 to $133.52. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f3 the transaction was executed in multiple trades at prices ranging from $133.55 to $134.52. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f4 the transaction was executed in multiple trades at prices ranging from $134.55 to $135.50. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f5 the transaction was executed in multiple trades at prices ranging from $135.56 to $136.06. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f6 the transaction was executed in multiple trades at prices ranging from $130.00 to $130.99. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f7 the transaction was executed in multiple trades at prices ranging from $131.01 to $131.97. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f8 the transaction was executed in multiple trades at prices ranging from $132.05 to $133.97. the price above reflects the weighted average sales price. detailed information regarding the number of shares sold at each separate price will be provided upon request by the commission staff, the issuer or a security holder of the issuer.
f9 the common shares are directly held by the hagedorn partnership, l.p. (the "partnership"). the reporting person is a general partner of the partnership. the amount of shares reported as beneficially owned represent the aggregate proportionate interest in common shares held by the partnership of the reporting person. the reporting person disclaims beneficial ownership of the common shares except to the extent of her pecuniary interest.
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