Accession Number: | 0001225208-20-009155 |
Date: | 2020-06-19 |
Issuer: | COLUMBIA FINANCIAL, INC. (CLBK) |
Original Submission Date: |
KRUKAR MARK S.
19-01 ROUTE 208 NORTH
FAIR LAWN, NJ 07410
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-06-19 | A | 56 | a | $13.51 | 5,386 | indirect | ||
COMMON STOCK | 2020-06-19 | 0 | $0.00 | 10,000 | direct | ||||
COMMON STOCK | 2020-06-19 | 0 | $0.00 | 24,663 | indirect | ||||
COMMON STOCK | 2020-06-19 | 0 | $0.00 | 2,225 | indirect | ||||
COMMON STOCK | 2020-06-19 | 0 | $0.00 | 1,916 | indirect | ||||
COMMON STOCK | 2020-06-19 | 0 | $0.00 | 3,066 | indirect | ||||
COMMON STOCK | 2020-06-19 | 0 | $0.00 | 57,692 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 15.6 | 2020-06-19 | deemed execution date | 0 ( ) | 2020-07-23 | 2029-07-23 | common stock 141,176 | $15.60 | 141,176 | direct |
ID | footnote |
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f1 | represents phantom stock purchased, on a non-discretionary basis, by the trustee of the bank's rabbi trust maintained in connection with the columbia bank stock based deferral plan, a non-qualified stock-based deferral plan. stock unit interests under the columbia bank stock based deferral plan will be settled in shares of stock upon distribution to the reporting person. |
f2 | this form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c). |
f3 | stock awards granted pursuant to the columbia financial, inc. 2019 equity incentive plan, 50% of which vest in five approximately equal annual installments commencing on july 23, 2020; and the remaining 50% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such awards would vest three years after the date of the award. |
f4 | stock options granted pursuant to the columbia financial, inc. 2019 equity incentive plan vest in five approximately equal annual installments commencing on july 23, 2020. |