Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-20-004688
Date:2020-06-23
Issuer: PIERIS PHARMACEUTICALS, INC. (PIRS)
Original Submission Date:

Reporting Person:

KIENER PETER A
C/O PIERIS PHARMACEUTICALS
255 STATE STREET, 9TH FLOOR BOSTON, MA 02109

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTIONS (RIGHT TO BUY) 3.27 2020-06-23 deemed execution date A 40,000 (a) 2030-06-23 common stock 40,000 $3.27 40,000 direct
Footnotes
IDfootnote
f1 the stock option will vest as to 100% of the underlying shares on june 23, 2021, subject to the reporting person's continued service as a director through the vesting date.
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