Form Type: 4

SEC EDGAR Link
Accession Number:0001441816-20-000122
Date:2020-06-24
Issuer: MONGODB, INC. (MDB)
Original Submission Date:

Reporting Person:

MCMAHON JOHN DENNIS
C/O MONGODB, INC.
1633 BROADWAY, 38TH FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-06-11 J 10,750 a $0.00 40,621 direct
CLASS A COMMON STOCK 2020-06-24 M 5,000 a $7.16 45,621 direct
CLASS A COMMON STOCK 2020-06-24 S 5,000 d $217.10 40,621 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2020-06-11 deemed execution date J 10,750 (d) class a common stock 10,750 $0.00 0 direct
STOCK OPTION (RIGHT TO BUY) 7.16 2020-06-11 deemed execution date J 50,000 (d) 2026-10-05 class b common stock 50,000 $7.16 0 direct
STOCK OPTION (RIGHT TO BUY) 7.16 2020-06-11 deemed execution date J 50,000 (a) 2026-10-05 class a common stock 50,000 $7.16 50,000 direct
STOCK OPTION (RIGHT TO BUY) 7.16 2020-06-24 deemed execution date M 5,000 (d) 2026-10-05 class a common stock 5,000 $7.16 45,000 direct
Footnotes
IDfootnote
f1 this does not represent an acquisition or disposition. it represents the automatic conversion on june 11, 2020 of each share of the issuer's class b common stock into one share of the issuer's class a common stock, which occurred when the outstanding class b common stock represented less than 10% of the aggregate number of shares of the issuer's then outstanding class a common stock and class b common stock, as set forth in the issuer's amended and restated certificate of incorporation.
f2 the price reported is a weighted average sales price. the shares were sold in multiple transactions at prices ranging from $217.00 to $217.81, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the securities exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 in connection with the automatic conversion described in footnote (1), outstanding options exercisable for class b common stock that were issued under the issuer's equity incentive plans remain unchanged, except that the underlying shares are now class a common stock.
f4 all shares underlying this option are immediately exercisable, subject to a repurchase right in the issuer's favor which lapses in accordance with the option's vesting schedule. 45,833 shares are vested. the remaining 4,167 shares shall vest in 4 equal monthly installments beginning on july 5, 2020, subject to the reporting person providing continuous service to the issuer on each such date.
WhaleWisdom Logo

Elevate your investments