Form Type: 4

SEC EDGAR Link
Accession Number:0001666071-20-000198
Date:2020-06-25
Issuer: CARDLYTICS, INC. (CDLX)
Original Submission Date:

Reporting Person:

BALEN JOHN V
C/O CARDLYTICS, INC.
675 PONCE DE LEON AVENUE NE, 6000 ATLANTA, GA 30308

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-25 M 6,353 a $0.00 24,074 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-25 deemed execution date M 6,353 (d) common stock 6,353 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of common stock of the issuer, or at the election of the issuer, its cash equivalent.
f2 the rsus vested in full on the one-year anniversary of the date of grant.
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