Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-039194
Date:2020-06-25
Issuer: INTRA-CELLULAR THERAPIES, INC. (ITCI)
Original Submission Date:

Reporting Person:

MARCUS JOEL S
C/O ALEXANDRIA REAL ESTATE EQUITIES,INC.
26 NORTH EUCLID AVENUE PASADENA, CA 91101

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-25 M 14,005 a $0.00 28,379 direct
COMMON STOCK 2020-06-25 0 $0.00 39,140 indirect
COMMON STOCK 2020-06-25 0 $0.00 26,916 indirect f2
COMMON STOCK 2020-06-25 0 $0.00 1,164,240 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-25 deemed execution date M 14,005 (d) common stock 14,005 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of common stock.
f2 represents securities held of record by alexandria real estate equities, inc. the reporting person is the executive chairman & founder of alexandria real estate equities, inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by alexandria real estate equities, inc. the reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f3 represents securities held of record by alexandria venture investments, llc ("alexandria"). alexandria real estate equities, inc. is the managing member of alexandria. each of alexandria and alexandria real estate equities, inc. has shared voting and investment power with respect to the shares owned by alexandria. the reporting person is the executive chairman of alexandria real estate equities, inc. and may therefore be deemed to have voting and investment power with respect to the shares owned by alexandria. each of the reporting person and alexandria real estate equities, inc. disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f4 on june 25, 2019, the reporting person was granted 14,005 restricted stock units, vesting on the first anniversary of the grant date (june 25, 2020).
WhaleWisdom Logo

Elevate your investments