Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-039298
Date:2020-06-25
Issuer: PURE STORAGE, INC. (PSTG)
Original Submission Date:

Reporting Person:

ROTHSCHILD JEFFREY
C/O PURE STORAGE, INC.
650 CASTRO ST, SUITE 400 MOUNTAIN VIEW, CA 94041

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-06-25 A 14,182 a $0.00 68,193 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares of class a common stock are to be acquired upon the vesting of a restricted stock unit award granted to the reporting person. 100% of the shares subject to the restricted stock unit award will vest on june 25, 2021, subject to the reporting person's continuous service (as defined in the issuer's 2015 equity incentive plan) on the vesting date, and provided that if the reporting person voluntarily resigns as a director, then the shares subject to the restricted stock unit award will vest as of the effective date of the resignation as to 1/365 of the shares subject to the award multiplied by the number of days of the reporting person's service between the date of grant and the effective date of the resignation.
f2 the restricted stock unit award shall be subject to accelerated vesting as follows: in the event of a change in control or a corporate transaction (each, as defined in the issuer's 2015 equity incentive plan), the shares subject to the restricted stock unit award will fully vest as of immediately prior to the effective time of such change in control or corporate transaction, subject to the reporting person's continuous service on the effective date of such transaction.
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