Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-018019
Date:2020-06-27
Issuer: FUNKO, INC. (FNKO)
Original Submission Date:

Reporting Person:

DAW TRACY D
C/O FUNKO, INC.
2802 WETMORE AVENUE EVERETT, WA 98201

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-06-27 M 2,005 a $0.00 5,377 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-06-27 deemed execution date M 2,005 (d) class a common stock 2,005 $0.00 4,010 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive one share of class a common stock or, at the election of the issuer, an equivalent cash payment.
f2 on june 27, 2018, the reporting person was granted 8,020 rsus, vesting in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through each applicable vesting date.
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