Form Type: 4

SEC EDGAR Link
Accession Number:0001126328-20-000154
Date:2020-06-26
Issuer: PRINCIPAL FINANCIAL GROUP INC (PFG)
Original Submission Date:

Reporting Person:

FRIEDRICH AMY CHRISTINE
711 HIGH STREET
DES MOINES, IA 50392

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-06-26 A 206 a $0.00 31,937 direct
COMMON STOCK 2020-06-26 0 $0.00 2,591 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 grant of restricted stock units.
f2 includes 6,482 shares acquired pursuant to the principal financial group, inc. employee stock purchase plan.
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