Accession Number: | 0001127602-20-020634 |
Date: | 2020-07-01 |
Issuer: | NACCO INDUSTRIES INC (NC) |
Original Submission Date: |
RANKIN ALFRED M ET AL
NACCO INDUSTRIES, INC.
5875 LANDERBROOK DRIVE, STE. 220
MAYFIELD HEIGHTS, OH 44124
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-07-01 | A | 1,401 | a | $0.00 | 258,873 | indirect | f3 | |
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 14,160 | indirect | f4 | |||
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 1,975 | indirect | f5 | |||
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 18,625 | indirect | f6 | |||
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 9,600 | indirect | f7 | |||
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 21,916 | indirect | f8 | |||
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 14,313 | indirect | ||||
CLASS A COMMON STOCK | 2020-07-01 | 0 | $0.00 | 34,936 | indirect | f9 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 14,322 | $0.00 | 14,322 | indirect | amr-rai/b | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 1,404 | $0.00 | 1,404 | indirect | amr - raiv | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 134,209 | $0.00 | 134,209 | indirect | amr - trust - b | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 25 | $0.00 | 25 | indirect | amr raiv - gp | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 59,675 | $0.00 | 59,675 | indirect | btr - raiv | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 9,431 | $0.00 | 9,431 | indirect | reporting person serves as trustee of btr 2012 gst for the benefit of clara williams | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 9,431 | $0.00 | 9,431 | indirect | reporting person serves as trustee of btr 2012 gst trust for the benefit of helen r. butler | |||
CLASS B COMMON STOCK | 0.0 | 2020-07-01 | deemed execution date | 0 ( ) | class a common stock 18,894 | $0.00 | 18,894 | indirect | btr rai/b |
ID | footnote |
---|---|
f1 | shares of class a common stock awarded to the reporting person as "required shares" under the company's non-employee directors' equity compensation plan. |
f2 | n/a |
f3 | reporting person serves as trustee of a trust for the benefit of alfred m. rankin, jr. |
f4 | held in an individual retirement account for the benefit of the reporting person. |
f5 | represents the reporting person's proportionate limited partnership interest in shares of rankin associates ii, l.p. held by rankin management, inc. ("rmi"), as general partner. |
f6 | reporting person serves as trustee of trusts for the benefit of the estate of alfred m. rankin. reporting person disclaims beneficial ownership of all such shares. |
f7 | reporting person serves as trustee of trusts for the benefit of each of grantor's grandchildren. reporting person disclaims beneficial ownership of all such shares. |
f8 | represents the proportionate limited partnership interest in shares held by rankin associates ii, l.p., which is held in a trust for the benefit of bruce t. rankin. reporting person serves as the trustee of the trust. reporting person disclaims beneficial ownership of all such shares. |
f9 | reporting person serves as trustee of a trust for the benefit of victoire g. rankin. reporting person disclaims beneficial ownership of all such shares. |
f10 | represents the proportionate limited partnership interest in shares held by rankin associates i, l.p., which is held in a qualified annuity interest trust for the benefit of reporting person. |
f11 | represents reporting person's proportionate limited partnership interest in shares held by rankin associates iv, l.p. |
f12 | (btr) reporting person serves as trustee of brother's trust. the trust includes proportionate limited partnership interest in shares held by rankin associates i, ii and iv l.p. and class a and b common stock; all of which are held in a trust for the benefit of reporting person's brother, bruce t. rankin. reporting person disclaims beneficial ownership of all such shares. |
f13 | represents the proportionate limited partnership interest in shares held by rankin associates i, l.p., which is held is a trust for the benefit of bruce t. rankin. reporting person serves as the trustee of the trust. reporting person disclaims beneficial ownership of all such shares. |