Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-039275
Date:2020-06-25
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
Original Submission Date:

Reporting Person:

KLINGLER JEFFREY R
200 OLD WILSON BRIDGE ROAD
COLUMBUS, OH 43085

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2020-06-25 A 5,600 a $0.00 10,907 direct
COMMON SHARES 2020-06-25 A 15,000 a $0.00 25,907 direct
COMMON SHARES 2020-06-25 A 10,000 a $0.00 35,907 direct
COMMON SHARES 2020-06-25 0 $0.00 4,600 indirect
COMMON SHARES 2020-06-25 0 $0.00 1 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTOIN (RIGHT TO ACQUIRE) 36.93 2020-06-25 deemed execution date A 6,800 (a) 2021-06-25 2030-06-25 common shares 6,800 $36.93 6,800 direct
Footnotes
IDfootnote
f1 an award of restricted stock was granted pursuant to the worthington industries inc. amended and restated 1997 long-term incentive plan. the restricted stock will vest on the third anniversary of the grant date (6/25/2023).
f2 an award of restricted shares was granted pursuant to the worthington industries, inc. amended and restated 1997 long-term incentive plan. the restricted shares will vest if (i) the common shares of worthington industries, inc. attain an average closing price of at least $65.00 per common share for ninety consecutive days during the five-year period ending on the fifth anniversary of the grant date of the award (i.e. june 25, 2025) and (ii) the reporting person has continuously remained an employee of worthington industries, inc. or one of its subsidiaries through the third anniversary of the grant date of the award (i.e. june 25, 2023).
f3 amount listed is the most up-to-date information available regarding holdings in the company stock fund under the worthington industries, inc. deferred profit sharing plan and is based on a plan statement as of 5/31/2020.
f4 this non-qualified stock option was granted pursuant to the worthington industries, inc. 2010 stock option plan. date listed is the first day any portion of the option will vest. additional portions of 33.33% of the option vest annually on 6/25/2022 and 6/25/2023.
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