Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-039254
Date:2020-06-25
Issuer: SIGNET JEWELERS LTD (SIG)
Original Submission Date:

Reporting Person:

SOKOLOFF JONATHAN D
11111 SANTA MONICA BOULEVARD
SUITE 2000 LOS ANGELES, CA 90025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES, PAR VALUE $0.18 2020-06-25 A 857 a $0.00 14,363 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
SERIES A CONVERTIBLE PREFERENCE SHARES 81.7682 deemed execution date 0 ( ) common shares 7,739,107 $81.77 7,739,107 indirect see footnote
Footnotes
IDfootnote
f1 granted as compensation for services.
f2 the shares reported on this row were granted in respect of mr. sokoloff's service on the issuer's board of directors for the period through his resignation from the issuer's board of directors, effective june 12, 2020, and are held by mr. sokoloff for the benefit of leonard green & partners, l.p.
f3 series a convertible preference shares, par value $0.01 per share ("series a preference shares").
f4 the series a preference shares have a stated value of $1,012.50 and are convertible into common shares of the issuer at a current conversion price of $81.7682 per share at a conversion rate of 12.2297 common shares per series a preference share. the conversion rate is subject to certain anti-dilution and other adjustments and is subject to change. since the acquisition of the series a preference shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.
f5 immediately.
f6 the series a preference shares do not have an expiration date.
f7 green equity investors vi, l.p. ("gei vi"), green equity investors side vi, l.p. ("gei side vi"), lgp associates vi-a llc ("associates vi-a") and lgp associates vi-b llc ("associates vi-b") are the direct owners of the shares reported herein. of the shares reported on this row, gei vi is the direct owner of 387,522 series a preference shares which are convertible into 4,798,519 common shares, gei side vi is the direct owner of 230,963 series a preference shares which are convertible into 2,859,916 common shares, associates vi-a is the direct owner of 470 series a preference shares which are convertible into 5,820 common shares, and associates vi-b is the direct owner of 6,045 series a preference shares which are convertible into 74,852 common shares.
f8 mr. sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of section 16 of the securities exchange act of 1934, as amended, to be the indirect beneficial owner of the shares owned by gei vi, gei side vi, associates vi-a and associates vi-b. mr. sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of section 16 or for any other purpose.
WhaleWisdom Logo

Elevate your investments