Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-040083
Date:2020-06-30
Issuer: APOGEE ENTERPRISES, INC. (APOG)
Original Submission Date:

Reporting Person:

POMPA MARK A
C/O APOGEE ENTERPRISES, INC.
4400 WEST 78TH STREET, SUITE 520 MINNEAPOLIS, MN 55435

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2020-06-30 deemed execution date A 741 (a) common stock 741 $0.00 5,165 direct
PHANTOM STOCK UNITS 0.0 2020-06-30 deemed execution date A 36 (a) common stock 36 $0.00 5,201 direct
DEFERRED RESTRICTED STOCK UNITS 0.0 2020-06-30 deemed execution date A 40 (a) common stock 40 $0.00 9,989 direct
Footnotes
IDfootnote
f1 the phantom stock units were allocated under the deferred compensation plan for non-employee directors. the phantom stock units will be settled in shares of common stock following the director's termination from the board in accordance with the election of the reporting person, or following the occurrence of other events specified in the plan.
f2 settled 1-for-1.
f3 additional phantom stock units acquired pursuant to a dividend equivalent reinvestment feature of the deferred compensation plan for non-employee directors.
f4 the deferred restricted stock units were allocated under the 2009 non-employee director stock incentive plan and the 2019 non-employee director stock plan. the deferred restricted stock units will be settled in shares of common stock following the director's termination from the board in accordance with the election of the reporting person, or following the occurrence of other events specified in the plan.
f5 additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 non-employee director stock incentive plan and 2019 non-employee director stock plan.
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