Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-040452
Date:2020-07-01
Issuer: UNIVERSAL ELECTRONICS INC (UEIC)
Original Submission Date:

Reporting Person:

STAPLETON GREGORY
15147 NORTH SCOTTSDALE ROAD
H300 SCOTTSDALE, AZ 85254

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-01 M 1,250 a $0.00 33,851 direct
COMMON STOCK 2020-07-01 F 625 d $46.29 33,226 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-07-01 deemed execution date M 1,250 (d) common stock 1,250 $0.00 0 direct
RESTRICTED STOCK UNITS 0.0 2020-07-01 deemed execution date A 5,000 (a) common stock 5,000 $0.00 5,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of uei common stock.
f2 this transaction represents a withholding of shares to cover taxes applicable to a vesting of rsus also reported on this form 4.
f3 price determined in accordance with the terms of the company's current directors compensation plan.
f4 these restricted stock units are one-fourth of the total granted on july 1, 2019, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending july 1, 2020.
f5 restricted stock units awarded as director compensation and generally vests and are paid quarterly over a period ending july 1, 2021.
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