Form Type: 4

SEC EDGAR Link
Accession Number:0001273685-20-000073
Date:2020-07-01
Issuer: NEW YORK MORTGAGE TRUST INC (NYMT)
Original Submission Date:

Reporting Person:

PENDERGAST LISA A
C/O NEW YORK MORTGAGE TRUST, INC.
90 PARK AVENUE NEW YORK, NY 10016

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2020-07-01 A 46,512 a $0.00 80,478 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents annual stock grant for non-employee directors. shares of common stock were issued pursuant to the new york mortgage trust, inc. 2017 stock incentive plan.
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