Accession Number: | 0001179110-20-008033 |
Date: | 2020-07-01 |
Issuer: | AMERIPRISE FINANCIAL INC (AMP) |
Original Submission Date: |
WOERNER JOHN ROBERT
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS, MN 55474
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-01 | M | 451 | a | $0.00 | 33,766 | direct | ||
COMMON STOCK | 2020-07-01 | F | 195 | d | $145.83 | 33,571 | direct | ||
COMMON STOCK | 2020-07-01 | 0 | $0.00 | 238 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK | 0.0 | 2020-07-01 | deemed execution date | M | 451 (d) | common stock 451 | $0.00 | 1,353 | direct |
ID | footnote |
---|---|
f1 | each share of phantom stock represents the right to receive one share of ameriprise financial, inc. common stock. |
f2 | estimate of the number of shares held in the reporting person's account in the ameriprise financial stock fund under the ameriprise financial 401(k) plan as of july 1, 2020. this plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of ameriprise stock. |
f3 | shares of phantom stock are payable in shares of ameriprise common stock following termination of employment or during a specified future year in accordance with the ameriprise financial deferred compensation plan. |