Accession Number: | 0001593968-20-001596 |
Date: | 2020-07-01 |
Issuer: | SILK ROAD MEDICAL INC (SILK) |
Original Submission Date: |
DAVIS ANDREW S.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE, CA 94089
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-01 | M | 6,635 | a | $1.46 | 25,537 | direct | ||
COMMON STOCK | 2020-07-01 | S | 6,635 | d | $41.95 | 18,902 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION (RIGHT TO BUY) | 1.46 | 2020-07-01 | deemed execution date | M | 6,635 (d) | 2016-05-05 | 2025-06-23 | common stock 6,635 | $1.46 | 79,178 | direct |
ID | footnote |
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f1 | the option exercise and sale reported on this form 4 were effected pursuant to rule 10b5-1 trading plan adopted by the reporting person on september 11, 2019. |
f2 | this transaction was executed in multiple trades at price ranging from $41.51 to $42.70. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | all of the shares subject to this option are fully vested and exercisable as of the date hereof. |