Form Type: 4

SEC EDGAR Link
Accession Number:0001593968-20-001596
Date:2020-07-01
Issuer: SILK ROAD MEDICAL INC (SILK)
Original Submission Date:

Reporting Person:

DAVIS ANDREW S.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE SUNNYVALE, CA 94089

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-01 M 6,635 a $1.46 25,537 direct
COMMON STOCK 2020-07-01 S 6,635 d $41.95 18,902 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 1.46 2020-07-01 deemed execution date M 6,635 (d) 2016-05-05 2025-06-23 common stock 6,635 $1.46 79,178 direct
Footnotes
IDfootnote
f1 the option exercise and sale reported on this form 4 were effected pursuant to rule 10b5-1 trading plan adopted by the reporting person on september 11, 2019.
f2 this transaction was executed in multiple trades at price ranging from $41.51 to $42.70. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 all of the shares subject to this option are fully vested and exercisable as of the date hereof.
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