Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-042233
Date:2020-07-09
Issuer: BOX INC (BOX)
Original Submission Date:

Reporting Person:

LEVIE AARON
900 JEFFERSON AVENUE
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-07-09 S 215,000 d $21.02 2,354,566 direct
CLASS A COMMON STOCK 2020-07-10 M 500,000 a $0.29 2,854,566 direct
CLASS A COMMON STOCK 2020-07-10 S 86,000 d $20.55 2,768,566 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 0.29 2020-07-10 deemed execution date M 500,000 (d) 2020-07-15 class a common stock 500,000 $0.29 88,841 direct
Footnotes
IDfootnote
f1 the reported sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on april 10, 2020. the sale of these shares was intended primarily to offset the reporting person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on july 15, 2020.
f2 this sale price represents the weighted average sale price of the shares sold ranging from $20.71 to $21.67 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f3 the sale of these shares were intended primarily to offset the reporting person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on july 15, 2020.
f4 this sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $20.635 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f5 the shares subject to the option are fully vested and exercisable.
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