Form Type: 4

SEC EDGAR Link
Accession Number:0001493152-20-013470
Date:2020-07-15
Issuer: PROVENTION BIO, INC. (PRVB)
Original Submission Date:

Reporting Person:

PALMER ASHLEIGH
C/O PROVENTION BIO, INC., P.O. BOX 666
OLDWICK,, NJ 08858

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 12.62 2020-07-15 deemed execution date A 137,750 (a) 2030-07-15 common stock, par value $0.0001 137,750 $12.62 137,750 direct
Footnotes
IDfootnote
f1 55,100 option shares vest in four equal annual installments commencing on july 15, 2021; the remaining 82,650 options shares vest upon completion of certain performance milestones. the completion of each milestone vests 15% of the total option shares.
f2 the securities were granted pursuant to the issuer's amended and restated 2017 equity incentive plan.
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