Accession Number: | 0001078782-20-000558 |
Date: | 2020-07-21 |
Issuer: | VOLITIONRX LTD (VNRX) |
Original Submission Date: |
ROOTSAERT RODNEY GERARD
13215 BEE CAVE PARKWAY
SUITE 125 GALLERIA OAKS B
AUSTIN, TX 78738
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-21 | M | 30,000 | a | $2.50 | 39,828 | direct | ||
COMMON STOCK | 2020-07-21 | F | 23,614 | d | $3.95 | 16,214 | direct | ||
COMMON STOCK | 2020-07-21 | M | 30,000 | a | $3.00 | 46,214 | direct | ||
COMMON STOCK | 2020-07-21 | F | 25,816 | d | $3.95 | 20,398 | direct | ||
COMMON STOCK | 2020-07-21 | 0 | $0.00 | 1,007,718 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 2.5 | 2020-07-21 | deemed execution date | M | 30,000 (d) | 2015-02-18 | 2020-08-18 | common stock 30,000 | $2.50 | 0 | direct | |
STOCK OPTION (RIGHT TO BUY) | 3.0 | 2020-07-21 | deemed execution date | M | 30,000 (d) | 2016-02-18 | 2020-08-18 | common stock 30,000 | $3.00 | 0 | direct |
ID | footnote |
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f1 | represents the aggregate number of shares of common stock retained by volitionrx for cancellation as payment of the exercise price in a cashless exercise and to satisfy the tax withholding obligations of the reporting person. no shares were sold by the reporting person or volitionrx in such cashless exercise transaction. |
f2 | the shares of common stock are held directly by concord international, inc. mr. rootsaert is a controlling director of concord international, inc. and shares voting and dispositive control over the shares of common stock held by concord international, inc. |