Form Type: 4

SEC EDGAR Link
Accession Number:0000919574-20-004696
Date:2020-07-24
Issuer: PURE CYCLE CORP (PCYO)
Original Submission Date:

Reporting Person:

PLAISANCE SPV I, LLC
C/O PLAISANCE CAPITAL, LLC
250 FILLMORE STREET, SUITE 525 DENVER, CO 80206

Reporting Person:

PLAISANCE CAPITAL LLC
250 FILLMORE STREET
SUITE 525 DENVER, CO 80206

Reporting Person:

KOZLOWSKI DANIEL R
C/O PLAISANCE CAPITAL, LLC
250 FILLMORE STREET, SUITE 525 DENVER, CO 80206

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE 2020-07-24 P 21,000 a $8.81 2,738,173 f1 direct
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE 2020-07-27 P 605 a $8.74 2,738,778 f1 direct
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE 2020-07-24 0 $0.00 3,839,685 indirect f2
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE 2020-07-24 0 $0.00 3,840,290 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reported securities are directly owned by plaisance spv i, llc, a delaware limited liability company (the "fund"). the reported securities may be deemed to be indirectly beneficially owned by plaisance capital, llc, as the investment manager of the fund. the reported securities may also be deemed to be indirectly beneficially owned by daniel kozlowski as managing member of plaisance capital, llc. each of plaisance capital, llc and daniel kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose.
f2 the reported securities are directly owned by plaisance spv i, llc and by certain private investment funds managed by plaisance capital, llc (the "investment manager"), and may be deemed to be indirectly beneficially owned by the investment manager and by daniel kozlowski, managing member of the investment manager. each of the investment manager and daniel kozlowski disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that either of them are the beneficial owner of the securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose.
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