Accession Number: | 0000919574-20-004696 |
Date: | 2020-07-24 |
Issuer: | PURE CYCLE CORP (PCYO) |
Original Submission Date: |
PLAISANCE SPV I, LLC
C/O PLAISANCE CAPITAL, LLC
250 FILLMORE STREET, SUITE 525
DENVER, CO 80206
PLAISANCE CAPITAL LLC
250 FILLMORE STREET
SUITE 525
DENVER, CO 80206
KOZLOWSKI DANIEL R
C/O PLAISANCE CAPITAL, LLC
250 FILLMORE STREET, SUITE 525
DENVER, CO 80206
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE | 2020-07-24 | P | 21,000 | a | $8.81 | 2,738,173 f1 | direct | ||
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE | 2020-07-27 | P | 605 | a | $8.74 | 2,738,778 f1 | direct | ||
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE | 2020-07-24 | 0 | $0.00 | 3,839,685 | indirect | f2 | |||
COMMON STOCK, PAR VALUE 1/3 OF $0.01 PER SHARE | 2020-07-24 | 0 | $0.00 | 3,840,290 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the reported securities are directly owned by plaisance spv i, llc, a delaware limited liability company (the "fund"). the reported securities may be deemed to be indirectly beneficially owned by plaisance capital, llc, as the investment manager of the fund. the reported securities may also be deemed to be indirectly beneficially owned by daniel kozlowski as managing member of plaisance capital, llc. each of plaisance capital, llc and daniel kozlowski disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest, if any, therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose. |
f2 | the reported securities are directly owned by plaisance spv i, llc and by certain private investment funds managed by plaisance capital, llc (the "investment manager"), and may be deemed to be indirectly beneficially owned by the investment manager and by daniel kozlowski, managing member of the investment manager. each of the investment manager and daniel kozlowski disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that either of them are the beneficial owner of the securities for purposes of section 16 of the securities exchange act of 1934, as amended, or for any other purpose. |