Form Type: 4

SEC EDGAR Link
Accession Number:0001078782-20-000565
Date:2020-07-27
Issuer: VOLITIONRX LTD (VNRX)
Original Submission Date:

Reporting Person:

MICALLEF JACOB VINCENT
13215 BEE CAVE PARKWAY
SUITE 125 GALLERIA OAKS B AUSTIN, TX 78738

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 2.5 2020-07-27 deemed execution date G 65,000 (d) 2015-02-18 2020-08-18 common stock 65,000 $2.50 0 indirect borlaug limited
OPTION (RIGHT TO BUY) 3.0 2020-07-27 deemed execution date G 65,000 (d) 2016-02-18 2020-08-18 common stock 65,000 $3.00 0 indirect borlaug limited
OPTION (RIGHT TO BUY) 2.5 2020-07-27 deemed execution date G 65,000 (a) 2015-02-18 2020-08-18 common stock 65,000 $2.50 65,000 direct
OPTION (RIGHT TO BUY) 3.0 2020-07-27 deemed execution date G 65,000 (a) 2016-02-18 2020-08-18 common stock 65,000 $3.00 65,000 direct
OPTION (RIGHT TO BUY) 4.0 2020-07-27 deemed execution date G 55,000 (d) 2016-01-23 2021-07-23 common stock 55,000 $4.00 0 indirect borlaug limited
OPTION (RIGHT TO BUY) 4.0 2020-07-27 deemed execution date G 55,000 (a) 2016-01-23 2021-07-23 common stock 55,000 $4.00 55,000 direct
Footnotes
IDfootnote
f1 the option to purchase an aggregate of 130,000 shares of common stock of volitionrx limited (the "issuer"), was granted to borlaug limited ("borlaug"), a consulting firm, on august 18, 2014 under the issuer's 2011 equity incentive plan (the "2011 plan"). dr. micallef is a controlling director of borlaug and has voting and dispositive control over the common stock issuable to borlaug upon the exercise of the option. the option was then transferred by borlaug to dr. micallef on july 27, 2020.
f2 the option to purchase 55,000 shares of common stock of the issuer was granted to borlaug on july 23, 2015 under the issuer's 2011 plan. the option was then transferred by borlaug to dr. micallef on july 27, 2020.
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