Accession Number: | 0001078782-20-000565 |
Date: | 2020-07-27 |
Issuer: | VOLITIONRX LTD (VNRX) |
Original Submission Date: |
MICALLEF JACOB VINCENT
13215 BEE CAVE PARKWAY
SUITE 125 GALLERIA OAKS B
AUSTIN, TX 78738
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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OPTION (RIGHT TO BUY) | 2.5 | 2020-07-27 | deemed execution date | G | 65,000 (d) | 2015-02-18 | 2020-08-18 | common stock 65,000 | $2.50 | 0 | indirect | borlaug limited |
OPTION (RIGHT TO BUY) | 3.0 | 2020-07-27 | deemed execution date | G | 65,000 (d) | 2016-02-18 | 2020-08-18 | common stock 65,000 | $3.00 | 0 | indirect | borlaug limited |
OPTION (RIGHT TO BUY) | 2.5 | 2020-07-27 | deemed execution date | G | 65,000 (a) | 2015-02-18 | 2020-08-18 | common stock 65,000 | $2.50 | 65,000 | direct | |
OPTION (RIGHT TO BUY) | 3.0 | 2020-07-27 | deemed execution date | G | 65,000 (a) | 2016-02-18 | 2020-08-18 | common stock 65,000 | $3.00 | 65,000 | direct | |
OPTION (RIGHT TO BUY) | 4.0 | 2020-07-27 | deemed execution date | G | 55,000 (d) | 2016-01-23 | 2021-07-23 | common stock 55,000 | $4.00 | 0 | indirect | borlaug limited |
OPTION (RIGHT TO BUY) | 4.0 | 2020-07-27 | deemed execution date | G | 55,000 (a) | 2016-01-23 | 2021-07-23 | common stock 55,000 | $4.00 | 55,000 | direct |
ID | footnote |
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f1 | the option to purchase an aggregate of 130,000 shares of common stock of volitionrx limited (the "issuer"), was granted to borlaug limited ("borlaug"), a consulting firm, on august 18, 2014 under the issuer's 2011 equity incentive plan (the "2011 plan"). dr. micallef is a controlling director of borlaug and has voting and dispositive control over the common stock issuable to borlaug upon the exercise of the option. the option was then transferred by borlaug to dr. micallef on july 27, 2020. |
f2 | the option to purchase 55,000 shares of common stock of the issuer was granted to borlaug on july 23, 2015 under the issuer's 2011 plan. the option was then transferred by borlaug to dr. micallef on july 27, 2020. |