Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-044116
Date:2020-07-29
Issuer: CAPSTEAD MORTGAGE CORP (CMO)
Original Submission Date:

Reporting Person:

GOOLSBY MICHELLE P
8401 N CENTRAL EXPRESSWAY
SUITE 800 DALLAS, TX 75225

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-29 A 12,336 a $0.00 68,745 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 award of restricted shares to each non-employee director from the amended and restated 2014 flexible incentive plan as part of the director's annualretainer. the award will vest in full on may 1, 2021 with the expectation that each director will retain the shares.
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