Form Type: 4

SEC EDGAR Link
Accession Number:0000014693-20-000118
Date:2020-07-30
Issuer: BROWN FORMAN CORP (BFA, BFB)
Original Submission Date:

Reporting Person:

HOLLAND AUGUSTA BROWN
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS 0.0 2020-07-30 deemed execution date A 2,718 (a) class a common 2,718 $0.00 13,413 direct
Footnotes
IDfootnote
f1 under the brown-forman corporation non-employee director deferred stock unit program, each dsu represents the right to receive one share of the company's class a common stock. grants made on july 30, 2020, were based on the closing price of the company's class a common stock on that date ($63.01). on each dividend payment date, participants are credited with dsu equivalents, and the dsu total on this form has been updated to reflect such credits.
f2 annual grants of dsus vest over the course of the board year. dsus are paid out in class a common stock on the first february 1 that is at least six months following the director's termination from board service.
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