Accession Number: | 0000704051-20-000086 |
Date: | 2020-07-31 |
Issuer: | LEGG MASON, INC. (LM) |
Original Submission Date: |
ANGELICA ROBERT E
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE, MD 21202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2020-07-31 | D | 27,772 | d | $0.00 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were disposed of pursuant to the agreement and plan of merger dated as of february 17, 2020 among the issuer, alpha sub, inc. and franklin resources, inc. in exchange for $50 per share on the effective date of the merger. |