Accession Number: | 0001437749-20-016542 |
Date: | 2020-07-31 |
Issuer: | URANIUM ENERGY CORP (UEC) |
Original Submission Date: |
OBARA PAT
106 - 1950 WEST 8TH AVENUE
VANCOUVER, A1 V6J1W3
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-31 | M | 33,333 | a | $0.00 | 402,885 | direct | ||
COMMON STOCK | 2020-07-31 | F | 15,149 | d | $1.01 | 387,736 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-07-31 | deemed execution date | M | 33,333 (d) | common stock 33,333 | $0.00 | 301,667 | direct | |||
PERFORMANCE BASED RESTRICTED STOCK UNITS | 0.0 | 2020-07-31 | deemed execution date | J | 29,775 (d) | common stock 29,775 | $0.00 | 170,225 | direct |
ID | footnote |
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f1 | each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
f2 | this award has vested as to one-third of the restricted stock units on the first anniversary of the grant date, with the remainder of the restricted stock units to vest in equal installments on the second and third anniversary of the grant date. |
f3 | represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. |
f4 | each performance based restricted stock unit represents a contingent right to receive one share of common stock. this transaction represents the settlement of performance based restricted stock units in shares of common stock on their scheduled vesting date. |
f5 | represents the portion of unearned performance based restricted stock units cancelled in accordance with their terms. |