Accession Number: | 0000855658-20-000115 |
Date: | 2020-07-31 |
Issuer: | LATTICE SEMICONDUCTOR CORP (LSCC) |
Original Submission Date: |
MILSTEAD BYRON WAYNE
5555 NE MOORE COURT
HILLSBORO, OR 97124
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-07-31 | M | 3,679 | a | $5.73 | 8,549 | direct | ||
COMMON STOCK | 2020-07-31 | S | 3,679 | d | $31.01 | 4,870 | direct | ||
COMMON STOCK | 2020-07-31 | S | 4,870 | d | $31.01 | 0 | direct | ||
COMMON STOCK | 2020-08-02 | M | 3,456 | a | $0.00 | 3,456 | direct | ||
COMMON STOCK | 2020-08-02 | F | 1,284 | d | $31.09 | 2,172 | direct | ||
COMMON STOCK | 2020-08-02 | M | 9,214 | a | $0.00 | 11,386 | direct | ||
COMMON STOCK | 2020-08-02 | F | 4,465 | d | $31.09 | 6,921 | direct | ||
COMMON STOCK | 2020-08-03 | S | 1,251 | d | $31.07 | 5,670 | direct | ||
COMMON STOCK | 2020-08-03 | S | 4,749 | d | $31.07 | 921 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 5.73 | 2020-07-31 | deemed execution date | M | 3,679 (d) | 2018-01-18 | 2024-10-18 | common stock 3,679 | $5.73 | 11,036 | direct | |
PERFORMANCE RESTRICTED STOCK UNIT (PRSU) | 0.0 | 2020-08-02 | deemed execution date | M | 9,214 (d) | 2020-08-02 | common stock 9,214 | $0.00 | 45,707 | direct | ||
RESTRICTED STOCK UNIT (RSU) | 0.0 | 2020-08-02 | deemed execution date | M | 3,456 (d) | 2020-08-02 | common stock 3,456 | $0.00 | 79,324 | direct |
ID | footnote |
---|---|
f1 | restricted stock units - no purchase price for this transaction. |
f2 | these shares were retained by the issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock units. the amount retained by the issuer was not in excess of the amount of the tax liability. |
f3 | this option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date. |
f4 | each restricted stock unit (rsu) represents a right to receive one share of the issuers common shares without payment of specific consideration. |
f5 | performance restricted stock units (prsus) vest as follows: one-third of the prsus will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions. |
f6 | not applicable. |
f7 | this grant of restricted stock units (rsus) vest as follows: 25% of the rsus will vest upon the one-year anniversary of the grant date and an additional 6.25% of the rsus vest each three months thereafter until 100% of the rsu grant is vested. |