Form Type: 4

SEC EDGAR Link
Accession Number:0000855658-20-000115
Date:2020-07-31
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
Original Submission Date:

Reporting Person:

MILSTEAD BYRON WAYNE
5555 NE MOORE COURT
HILLSBORO, OR 97124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-07-31 M 3,679 a $5.73 8,549 direct
COMMON STOCK 2020-07-31 S 3,679 d $31.01 4,870 direct
COMMON STOCK 2020-07-31 S 4,870 d $31.01 0 direct
COMMON STOCK 2020-08-02 M 3,456 a $0.00 3,456 direct
COMMON STOCK 2020-08-02 F 1,284 d $31.09 2,172 direct
COMMON STOCK 2020-08-02 M 9,214 a $0.00 11,386 direct
COMMON STOCK 2020-08-02 F 4,465 d $31.09 6,921 direct
COMMON STOCK 2020-08-03 S 1,251 d $31.07 5,670 direct
COMMON STOCK 2020-08-03 S 4,749 d $31.07 921 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 5.73 2020-07-31 deemed execution date M 3,679 (d) 2018-01-18 2024-10-18 common stock 3,679 $5.73 11,036 direct
PERFORMANCE RESTRICTED STOCK UNIT (PRSU) 0.0 2020-08-02 deemed execution date M 9,214 (d) 2020-08-02 common stock 9,214 $0.00 45,707 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2020-08-02 deemed execution date M 3,456 (d) 2020-08-02 common stock 3,456 $0.00 79,324 direct
Footnotes
IDfootnote
f1 restricted stock units - no purchase price for this transaction.
f2 these shares were retained by the issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of the restricted stock units. the amount retained by the issuer was not in excess of the amount of the tax liability.
f3 this option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
f4 each restricted stock unit (rsu) represents a right to receive one share of the issuers common shares without payment of specific consideration.
f5 performance restricted stock units (prsus) vest as follows: one-third of the prsus will vest on each anniversary of the date of grant, subject to the achievement of certain performance conditions.
f6 not applicable.
f7 this grant of restricted stock units (rsus) vest as follows: 25% of the rsus will vest upon the one-year anniversary of the grant date and an additional 6.25% of the rsus vest each three months thereafter until 100% of the rsu grant is vested.
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