Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-20-008749
Date:2020-08-03
Issuer: AMERIPRISE FINANCIAL INC (AMP)
Original Submission Date:

Reporting Person:

WILLIAMS CHRISTOPHER J
GENERAL COUNSEL'S OFFICE
1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS, MN 55474

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK (RETAINER DEFERRAL) 0.0 2020-08-03 deemed execution date A 112 (a) common stock 112 $0.00 1,656 direct
Footnotes
IDfootnote
f1 each share of phantom stock represents the right to receive one share of ameriprise financial, inc. common stock.
f2 distribution of ameriprise financial, inc. deferred stock units are made in accordance with distribution elections made by the plan participants in the manner permitted by ameriprise financial deferred share plan for directors.
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