Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-010313
Date:2020-08-03
Issuer: NRG ENERGY, INC. (NRG)
Original Submission Date:

Reporting Person:

CARTER MATTHEW JR
804 CARNEGIE CENTER
PRINCETON, NJ 08540

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $.01 PER SHARE 2020-08-03 A 169 a $0.00 19,067 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in nrg common stock. each dividend equivalent right is the economic equivalent of one share of nrg common stock.
f2 includes 468 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of rounding fractional shares.
WhaleWisdom Logo

Elevate your investments