Form Type: 4

SEC EDGAR Link
Accession Number:0001302215-20-000119
Date:2020-07-30
Issuer: HOULIHAN LOKEY, INC. (HLI)
Original Submission Date:

Reporting Person:

ZUBER PAUL ANDREW
C/O HOULIHAN LOKEY, INC.
10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES, CA 90067

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-07-30 G 3,062 d $0.00 1,572 direct
CLASS A COMMON STOCK 2020-07-30 G 3,062 a $0.00 3,062 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on july 30, 2020, the reporting person made a bona fide gift of 3,062 shares to a limited liability company, the sole member of which is an irrevocable trust for the benefit of his children. the reporting person is the trustee of such trust and the manager of such limited liability company.
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