Accession Number: | 0001213900-20-020821 |
Date: | 2020-08-07 |
Issuer: | B. RILEY FINANCIAL, INC. (RILY) |
Original Submission Date: |
PAULSON RANDALL E
C/O B. RILEY FINANCIAL, INC.
11100 SANTA MONICA BLVD., 8TH FLOOR
SANTA MONICA, CA 90025
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-08-07 | P | 25,000 | a | $26.96 | 38,343 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $26.94 to $27.00. the price reported above reflects the weighted average purchase price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |