Accession Number: | 0001639691-20-000103 |
Date: | 2020-08-05 |
Issuer: | LIVANOVA PLC (LIVN) |
Original Submission Date: |
KHOURY ROY
20 EASTBOURNE TERRACE
LONDON, X0 W26LG
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2020-08-05 | M | 573 | a | $0.00 | 3,260 | direct | ||
ORDINARY SHARES | 2020-08-05 | F | 270 | d | $47.38 | 2,990 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-08-05 | deemed execution date | M | 573 (d) | ordinary shares 573 | $0.00 | 36,471 | direct |
ID | footnote |
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f1 | reporting person had vested restricted stock units (rsus) settled in ordinary shares of livanova plc (the company), gbp 1.00 par value. |
f2 | the referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. |
f3 | each rsu represents a contingent right to receive one ordinary share of the company, gbp 1.00 par value, in accordance with the terms of the livanova plc 2015 incentive award plan (the plan) and the award agreement. |
f4 | reporting person was granted rsus to vest and forfeiture restrictions thereon to lapse on august 5, 2016, subject to continued service during the vesting period and the rsu agreement. |