Form Type: 4

SEC EDGAR Link
Accession Number:0001639691-20-000103
Date:2020-08-05
Issuer: LIVANOVA PLC (LIVN)
Original Submission Date:

Reporting Person:

KHOURY ROY
20 EASTBOURNE TERRACE
LONDON, X0 W26LG

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2020-08-05 M 573 a $0.00 3,260 direct
ORDINARY SHARES 2020-08-05 F 270 d $47.38 2,990 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-08-05 deemed execution date M 573 (d) ordinary shares 573 $0.00 36,471 direct
Footnotes
IDfootnote
f1 reporting person had vested restricted stock units (rsus) settled in ordinary shares of livanova plc (the company), gbp 1.00 par value.
f2 the referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
f3 each rsu represents a contingent right to receive one ordinary share of the company, gbp 1.00 par value, in accordance with the terms of the livanova plc 2015 incentive award plan (the plan) and the award agreement.
f4 reporting person was granted rsus to vest and forfeiture restrictions thereon to lapse on august 5, 2016, subject to continued service during the vesting period and the rsu agreement.
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