Form Type: 4

SEC EDGAR Link
Accession Number:0001603978-20-000107
Date:2020-08-11
Issuer: AQUABOUNTY TECHNOLOGIES, INC. (AQB)
Original Submission Date:

Reporting Person:

STERLING RICK L.
C/O AQUABOUNTY TECHNOLOGIES, INC.
TWO MILL AND MAIN PLACE, SUITE 395 MAYNARD, MA 01754

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-11 P 1,200 a $2.50 1,295 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTIONS TO PURCHASE COMMON STOCK 2.32 deemed execution date 0 ( ) 2021-05-14 2030-05-14 common stock 2,000 $2.32 2,000 direct
Footnotes
IDfootnote
f1 options to purchase common stock were granted on 5/14/2020 pursuant to the aquabounty technologies, inc. 2016 equity incentive plan and fully vest one year from the date of grant.
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