Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-022264
Date:2020-08-11
Issuer: GATX CORP (GATX)
Original Submission Date:

Reporting Person:

HARKNESS ERIC D.
233 S. WACKER DR.
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-08-11 M 4,800 a $39.19 13,714 direct
COMMON STOCK 2020-08-11 M 3,600 a $61.18 17,314 direct
COMMON STOCK 2020-08-11 M 3,200 a $56.91 20,514 direct
COMMON STOCK 2020-08-11 M 2,600 a $58.35 23,114 direct
COMMON STOCK 2020-08-11 F 5,154 d $68.35 17,960 direct
COMMON STOCK 2020-08-11 S 8,714 d $68.27 9,246 direct
COMMON STOCK 2020-08-11 S 200 d $69.10 9,046 direct
COMMON STOCK 2020-08-11 S 102 d $69.05 8,944 direct
COMMON STOCK 2020-08-11 S 8,298 d $68.28 646 direct
COMMON STOCK 2020-08-12 S 646 d $66.57 0 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2016 NQ STOCK OPTION (RIGHT TO BUY) 39.185 2020-08-11 deemed execution date M 4,800 (d) 2017-01-28 2023-01-28 common stock 4,800 $39.19 0 direct
2017 NQ STOCK OPTION (RIGHT TO BUY) 61.175 2020-08-11 deemed execution date M 3,600 (d) 2018-01-26 2024-01-26 common stock 3,600 $61.18 0 direct
STOCK-SETTLED STOCK APPRECIATION RIGHT 56.91 2020-08-11 deemed execution date M 3,200 (d) 2016-01-29 2022-01-29 common stock 3,200 $56.91 0 direct
STOCK-SETTLED STOCK APPRECIATION RIGHT 58.345 2020-08-11 deemed execution date M 2,600 (d) 2015-01-30 2021-01-30 common stock 2,600 $58.35 0 direct
Footnotes
IDfootnote
f1 represents the weighted average sale price. the highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00.
f2 represents the weighted average sale price. the highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05.
f3 represents the weighted average sale price. the highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97.
f4 represents the weighted average sale price. the highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97.
f5 represents the weighted average sale price. the highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300.

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